Becoming A Client

 

 

Our 4-Step Process 

Our goal is to build a long-term relationship that helps to educate you on alternatives to your current plan and to develop comprehensive financial strategies to help you accomplish your goals.

Step 1- Initial (Introductory) Meeting

  • Meet our Team
  • Understand Benefits to you
  • Data Checklist (see below)
  • Mutual Fund and Brokerage Account
  • Company Retirement Accounts – Current and Former
  • Current Pension
  • Current IRA Statement
  • Current Life Insurance Coverage
  • Mortgage Information
  • Estimated Retirement Date
  • Expectations Review
  • Overview of Investment Approach

Step 2- Customized Plan Presentation - Meeting Your Goals

  • Retirement Plan
  • Asset Review
  • Comprehensive Plan
  • Progress Assesment to goals
  • Education of Investment Options

Step 3- Implementation of Plan

  • Discussion from plan education of best approach
  • New Account Set Up
  • Account Transfers-We handle the transfer for you
  • Movement Set Up
  • Retirement Plan Distribution
  • Tax Basis Sensitivity Analysis

Step 4- Review Progress

  • Systematic Periodic Scheduled Account Reviews
  • Educational Opportunities
  • Lifestyle Updates
  • Required Minimum Distributions
  • Performance Reviews

Initial Meeting Data Checklist

  • Cash, CD and Money Market Balances
  • Mutual Fund and Brokerage
  • Account Statements
  • Company Retirement
  • Accounts-Current and Former
  • Current Pension
  • Current IRA Statement
  • Current Life Insurance Coverage
  • Mortgage Information
  • Estimated Retirement Date

Schedule a Complimentary Financial Review

Contact Us